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Spotlight on Public Finance: Rule 15c2-12 Amendments


Image: Spotlight on Public Finance

On February 27, 2019, significant amendments to U.S. Securities and Exchange Commission Rule 15c2-12 will become effective. Former SEC attorneys Paul Maco and Ed Fierro discussed the impact of the amendments on the (i) initial offering and continuing disclosure obligations of issuers and conduit borrowers, and (ii) regulatory obligations of broker-dealers, underwriters and municipal advisors. The program provided an overview of the amendments and actions market participants should consider in connection with the implementation of the amendments. 

This presentation took place in multiple Bracewell offices on multiple dates. The schedule is as follows:

Bracewell Houston Office
Tuesday, January 8, 2019
11:30 a.m. – 1:00 p.m.
711 Louisiana Street, Suite 2300
Bracewell Dallas Office
Wednesday, January 9, 2019
11:30 a.m. – 1:00 p.m.
1445 Ross Avenue, Suite 3800
Bracewell San Antonio Office
Thursday, January 10, 2019
11:30 a.m. – 1:00 p.m. 
300 Convent Street, Suite 2700
Bracewell Austin Office
Friday, January 11, 2019
11:30 a.m. – 1:00 p.m.
111 Congress Avenue, Suite 2300
Bracewell New York Office
Wednesday, January 16, 2019
11:30 a.m. – 1:00 p.m.
1251 Avenue of the Americas, Suite 49

To request more information about the event, please contact Dana Morris