Logo for print Skip to main content

Banking Compliance & Enforcement

We help banks and financial institutions ensure compliance with the complex mix of state and federal regulations that govern their day-to-day operations. We regularly represent clients across the United States in their dealings with regulators, examiners and agencies at both the state and federal levels.

In enforcement actions, we balance an effective, aggressive defense of our clients with short- and long-term business goals, to achieve constructive and favorable resolutions. We provide guidance on a broad range of consumer lending, non-discrimination, privacy and credit-related laws.

Market-Leading Engagements

  • Allegiance Bank in various regulatory compliance matters, including matters pertaining to the Federal Deposit Insurance Corporation (FDIC) and the Texas Department of Banking
  • Kentucky Bankers Association in an amicus brief support Republic Bank’s position in both the FDIC’s enforcement action and Republic Bank’s lawsuit against the FDIC
  • Main Street Bank in various regulatory compliance matters, including legal lending limit issues
  • Metro United Bank in negotiating a consent with the FDIC and the California Department of Financial Institutions (CDFI)
  • Park Cities Bank in various regulatory compliance matters, including Regulation O and affiliated transactions issues
  • Pioneer Bank on various regulatory compliance matters, including matters before the Office of the Comptroller of the Currency
  • Texas Capital Bank, N.A. in various regulatory compliance matters, including matters before the Office of the Comptroller of the Currency
  • Woodforest National Bank in various regulatory compliance matters, including matters before the Office of the Comptroller of the Currency

Global Recognition for Excellence

Placeholder, remove this block and add a new Text Block for content.

Their leadership and commitment to client service is what makes them stand out. They work hard to understand not only the market and the business, but also their client’s place in the industry.

– Chambers USA, 2019

IMAGE: Hands with iPad

Market-Leading Engagements Throughout the World

Placeholder, remove this block and add a new Text Block for content.