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Compliance and Enforcement

We have achieved outstanding results for our energy clients, helping them with compliance and enforcement actions before state and federal energy regulatory agencies, including the Federal Energy Regulatory Commission (FERC), the US Commodity Futures Trading Commission (CFTC) and the Department of Energy’s Office of Enforcement. We also represent clients in inquiries and investigations by self-regulatory organizations, such as CME Group and ICE Futures.

We advise energy companies on diverse compliance and enforcement matters, including:

  • non-bona fide prearranged trades
  • allegations of wash and fictitious trades
  • position limit violations
  • market manipulation, including responding to data requests
  • CFTC Wells notices
  • FERC preliminary conclusions and settlement negotiations

Global Recognition for Excellence

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Their leadership and commitment to client service is what makes them stand out. They work hard to understand not only the market and the business, but also their client’s place in the industry.

– Chambers USA, 2019

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Market-Leading Engagements Throughout the World

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